GSFL is committed to the total economic well-being of investors (their clients). The firm is flexible in its approach because it understands that clients have different attitudes toward risk, investment time horizons, and personal financial needs and goals. Understanding these is important to the client’s risk tolerance and achieving maximum returns.
Our process involves establishing objectives, developing an investment strategy, implementing that strategy, and then monitoring and reporting. To begin, a thorough evaluation of the client’s complete financial picture is established. Before we begin to manage a client’s investments, a Client Questionnaire is completed and reviewed to determine the appropriate investment strategy. Once the strategy is agreed on, we implement the asset allocation by purchasing various investment types and asset classes. After the strategy is implemented, we monitor the portfolios on a regular basis and usually provide clients with quarterly reports and an investment newsletter. We offer to meet with clients as appropriate to review and discuss the portfolio(s).
GSFL and its investment adviser representatives are exempt from registration due to the de minimus rule. GSFL and its investment adviser representatives will only communicate with individuals and/or transact business in states that the firm or its investment adviser representatives are registered or exempt from registration. Craig C. LeBouef and Darren J. Cart are investment adviser representatives with and work for GSFL and the firm is aware of what they are doing.
WEBSITE DISCLOSURE
The states in which the firm and its investment adviser representatives are registered to do business, or exempt from registration due to the de minimis rule.
That the firm and its investment adviser representative will only communicate with individuals and/or transact business in states that the firm or its investment adviser representatives are registered or exempt from registration.
That the investment adviser representative with whom the individual is communicating with works for the firm and that the firm is aware of what they are doing.